IIA IIA-CFSA-BANK : Certified Financial Services Auditor - Banking

  • Exam Code: IIA-CFSA-BANK
  • Exam Name: Certified Financial Services Auditor - Banking
  • Updated: Jul 27, 2026
  • Q & A: 0 Questions and Answers

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IIA IIA-CFSA-BANK Exam Syllabus Topics:

SectionWeightObjectives
Banking Operations & Products25%- Retail and commercial banking activities
- Treasury and capital markets
- Credit and lending products
- Payments and settlement systems
Financial Services Auditing Standards & Practices30%- Governance and ethics in financial services
- IIA International Professional Practices Framework
- Audit planning, risk assessment, and fieldwork
- Internal control frameworks
Banking Specialty (20% of total)10%- Fraud detection and prevention
- Auditing specific banking processes
- IT and cybersecurity in banking
Regulatory Environment & Compliance15%- Global banking regulations
- Consumer protection and reporting
- Anti-money laundering (AML) and sanctions
Risk Management in Banking20%- Credit risk management
- Capital adequacy and stress testing
- Market and liquidity risk
- Operational and compliance risk

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