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| Section | Objectives |
|---|---|
| Topic 1: Advanced Techniques | - Statistical Analysis
|
| Topic 2: Classical Techniques | - Cycles
|
| Topic 3: Theory and History | - Behavioral Finance
|
1. _______ provide investors with the option to swap debt for equity.
A) Treasury bills
B) Callable bonds
C) Putable bonds
D) Convertible bonds
2. When small cap stocks have abnormal strength, this can be attributed to the:
A) January Barometer
B) January Effect
C) Kondratieff Wave
D) Hindenburg Omen
3. Volume divergences occur when:
A) Volume declines during a sideways congestion pattern
B) A new high in an uptrend takes place on declining volume
C) Volume expands while the daily trading range contracts
D) Volume expands while open interest contracts
4. Eagle Airways wants to sell some commercial instruments in order to generate funds. They have no intentions of buying them back but issue shares of the company to investors on a later date. What type of commercial instrument should they sell?
A) Corporate notes
B) Putable Bonds
C) Convertible bonds
D) Callable Bonds
5. For a breakout or breakdown from a triangle to be considered valid it should occur NO MORE than _______ of the distance to the apex from the beginning of the pattern?
A) One-half
B) Three-quarters
C) Five-sixths
D) Two-thirds
Solutions:
| Question # 1 Answer: D | Question # 2 Answer: B | Question # 3 Answer: B | Question # 4 Answer: C | Question # 5 Answer: B |
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